Licensing

We are fully commited to providing guidance with the highest possible level of professionalism, compliance and integrity. Our Representatives combine extensive education and industry expertise to help clients navigate the complexities of financial planning, investment strategies, and insurance solutions.

All representatives are required to pass comprehensive licensing exams to ensure they meet state and regulatory requirements. We adhere to all FINRA and state-specific regulations to provide financial and insurance products only in jurisdictions where we are properly licensed.

We are licensed to sell securities in the following states:

CO, OH, TN, TX

We are licensed to sell insurance products in the following states:

AR, CA, CO, CT, FL, GA, KS, KY, MO, NC, NJ, NV, NY, OH

Domiciled in Tennessee (TN).
CA Insurance License #: 4273978 - AR Insurance License #: 20115090

AxisPoint Wealth is only able to conduct business in jurisdictions where we are properly licensed. We cannot communicate with or respond to requests from individuals in states where we do not hold the required licenses to offer insurance and/or securities products.